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Government forms register · EPA Office of Grants and Debarment

EPA 5700-49

EPA Form 5700-49 Certification Regarding Debarment, Suspension and Other Responsibility Matters

Official page
www.epa.gov/grants
agency site — form number as published; locate 5700-49 on the EPA grants forms page (we hold no direct link)
OMB control
not held here
OMB control number as printed on the form on 2026-10-08; where none is held here, read it from the form's own footer or the Paperwork Reduction Act notice linked under 'rule as printed'.
Filed in / who to ask
Agency's instructions
www.epa.gov/grants
the agency's instructions are on the official page. The agency's own instructions, linked — not paraphrased here. We quote nothing we have not read.
Conforming clause
The Evidence Clause — paste-ready RFP and contract language asking a bidder or vendor for the dated read this line rests on
Cite / embed

Alpha Covenant Holdings, Government Forms Register: EPA 5700-49 — EPA Form 5700-49 Certification Regarding Debarment, Suspension and Other Responsibility Matters (EPA Office of Grants and Debarment); citation 2 CFR 1532; 2 CFR 180.300; read 2026-10-08. https://alphacovenantholdings.com/forms/epa-5700-49

Link, quote and embed freely with the citation intact. The agency is the author of the form and the rule; this register is a dated reading of them. No endorsement is implied and none may be claimed.

The line
The applicant or lower-tier participant certifies as to debarment, suspension, proposed debarment and other responsibility matters under EPA's adoption of 2 CFR 180 (2 CFR 1532).
Citation
What the receipt supports
A dated SAM read for the certifying party on the day the form was signed; EPA ECHO facility rows under the printed name beside it.
What it does not prove
That the certification is true; environmental compliance.
Finding patterns
Suspension & debarment certification or clause missing from contracts and subawards
Suspension & debarment check not documented, or evidence not retained
Hamilton Health Center, Inc. (Harrisburg, PA) · 2025-003 · FAC 2025-03-GSAFAC-0000391916
UPMC (PA) · 2023-003 · FAC 2023-12-GSAFAC-0000428922
UPMC (PA) · 2024-004 · FAC 2025-12-GSAFAC-0000428918
Where to read it
sam, echo — official pages · Duty sheets: 2-cfr-200-214
Many names at once
Roster upload — CSV of subcontractors, lower-tier subs, vendors or practitioners (names with UEI/CAGE/NPI/EIN); one dated receipt per row, a coverage table for the file, and a monthly re-read that prints only what changed. The free single receipt at /screening is identical in content.
Letter block
The form this answers: EPA Form 5700-49 Certification Regarding Debarment, Suspension and Other Responsibility Matters (EPA 5700-49). The line: The applicant or lower-tier participant certifies as to debarment, suspension, proposed debarment and other responsibility matters under EPA's adoption of 2 CFR 180 (2 CFR 1532). Citation: 2 CFR 1532; 2 CFR 180.300 — https://www.ecfr.gov/current/title-2/part-180/section-180.300. What the receipt is: A dated SAM read for the certifying party on the day the form was signed; EPA ECHO facility rows under the printed name beside it. What it is not: That the certification is true; environmental compliance. Register: https://alphacovenantholdings.com/forms/epa-5700-49

Suspension and debarment check for federal awards (2 CFR 180 / 200) — the steps as written

● a dated receipt is the record at this step · printable

#StepWhoWhenRecordCitation
1Identify each covered transaction: a procurement contract expected to equal or exceed $25,000, any subaward, and any contract the award terms designate.recipient or pass-through entitybefore entering the transactionthe procurement or subaward file2 CFR 180.220(b); 2 CFR 200.214
2 ●Before entering it, do one of three things: (a) check SAM.gov Exclusions for the party, (b) collect a certification from the party, or (c) add a clause to the transaction.recipientbefore awardthe dated SAM exclusions read under the party's name and UEI — option (a)2 CFR 180.300
3 ●Keep the read with the procurement history for that transaction.recipientat awarddated, hashed receipt filed with the procurement record2 CFR 200.318(i); Retain 3 years from the date the final expenditure report is submitted (2 CFR 200.334).
4Pass the requirement down: the subaward or contract carries the 2 CFR 180 terms so the lower tier does the same.pass-through entityat subawardsubaward terms2 CFR 180.330; 2 CFR 200.332(a)
5 ●Where the program conditions a payment on the payee's eligibility, read the payee's name before disbursing and file it with the invoice.recipient (accounts payable)before each covered disbursementpayment-time read on the payee's printed name24 CFR 570.506 (CDBG records); 2 CFR 200.403

How the auditor tests it

  • Select a sample of procurements at or above $25,000 and of subawards; determine whether, before entering each, the entity checked SAM Exclusions, collected a certification, or included a clause — and whether the file shows it. — OMB Compliance Supplement (2 CFR 200 App. XI), Part 3, Section I — Procurement and Suspension and Debarment, audit objectives and suggested audit procedures
  • Finding written when the check cannot be evidenced: 'documentation of verification through SAM.gov or equivalent methods was not available' (Hamilton Health Center 2025-003, FAC report 2025-03-GSAFAC-0000391916). — the auditor's words as filed at fac.gov

The steps as the regulation and the auditor's program state them, each with its citation. Nothing here is advice or a determination; the agency's text controls. A dated receipt is the record at the marked steps — it shows what the official file printed on the read date, not that the step was done correctly.

Upstream — the rule as printed

2 CFR 180.300 — § 180.300 What must I do before I enter into a covered transaction with another person at the next lower tier? · as of 2026-10-20 · last amended 2024-10-01
When you enter into a covered transaction with another person at the next lower tier, you must verify that the person with whom you intend to do business is not excluded or disqualified. You do this by:
(a) Checking SAM.gov Exclusions; or
(b) Collecting a certification from that person; or
(c) Adding a clause or condition to the covered transaction with that person.

Amended: 2016-11-28, 2024-10-01 · SHA-256 of the XML as served: 034cc836840a7ab4d66905457af08ac7b36c36f7e58abd2ac15377290c7e9ed9 · eCFR

The eCFR is an editorial compilation maintained by the Office of the Federal Register and GPO; it is updated daily and is not the official legal edition (the annual Code of Federal Regulations is). Text printed here is as the eCFR served it on the read date.

Federal Register documents naming this form

0 document(s) indexed · search · Documents in which the form number appears, as the Federal Register indexes them — Paperwork Reduction Act notices print the OMB control number and the current revision; other documents merely mention the form.

    Upstream of the form: the regulation text as the eCFR served it on the read date, with the dates it was amended, and the Federal Register documents that name the form. The agency is the author; this is a dated read, not an interpretation.

    Not legal advice, not a compliance determination, not a statement that any filer's certification is true or false. Form numbers and line numbers are as published on the date noted and may be renumbered by their agencies; the official page controls. Audit findings quoted are the auditor's words as filed at the Federal Audit Clearinghouse, cited by report id; they describe a documentation gap, not a conclusion about any party. · All forms · Corrections

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