Alpha Covenant Holdings · Duty Sheet · generated 2026-10-26 21:05 UTC · free · all sheets
Applies to: Banks, savings associations and credit unions and their vendor-management teams; examiners reviewing the third-party file · Rule text: https://www.occ.gov/news-issuances/bulletins/2023/bulletin-2023-17.html
Colonial Pipeline Company · keys supplied: none — exact printed name only · matching: screening-2026-06f: every check is an exact-name (or exact-UEI / exact-NPI / exact-EIN / exact-CIK) lookup against the official file named on the line; nothing is inferred from similar names, owners or affiliates
Receipt r_064831b51f3e4926 · read 2026-10-26 21:05:57 UTC · SHA-256 6101c5c57f6ae6358a0599b5302b00fd32106093f5d48c67b4e6a7fe2a857dbd · verify: https://alphacovenantholdings.com/r/r_064831b51f3e4926
| Source | Role | State | Records | What it printed |
|---|---|---|---|---|
| SAM.gov Exclusions — Public Extract V2 (GSA, daily) | answers the question | answered | 0 | No entry under this exact name/UEI in the SAM extract fetched 2026-10-26 (SAM_Exclusions_Public_Extract_V2_26299.ZIP). |
| U.S. Treasury OFAC — Specially Designated Nationals and Blocked Persons List (SDN.CSV) | answers the question | answered | 0 | No entry under this exact name or listed alias on the SDN list fetched 2026-10-25. |
| Consolidated Screening List (trade.gov) — BIS, State and Treasury lists, OFAC SDN excluded here because it is read directly | answers the question | answered | 0 | 0 export-control or sanctions list entries (BIS, State, Treasury non-SDN) under this exact printed name |
| CFPB Consumer Complaint Database (company field equals this exact name as the CFPB prints it) | supporting | answered | 0 | No complaint in the CFPB database where the company field equals this exact name. |
| SEC EDGAR (registrant submissions index, data.sec.gov) | supporting | answered | 0 | EDGAR's entity index lists no registrant under this exact printed name (a registrant may file under a different printed name — see the EDGAR company search). |
| Federal Audit Clearinghouse (GSA) — single audit filings under 2 CFR 200 Subpart F | supporting | answered | No single-audit filing is on file for this exact name. Entities below the federal-spending threshold do not file; this is not a finding. | |
| EPA ECHO (Enforcement and Compliance History Online) — facility records | supporting | answered | 0 | ECHO returned 235 facility record(s) for a name search on 'Colonial Pipeline Company'; 0 carry this exact printed name. Each row links to EPA's own Detailed Facility Report. |
| HHS OCR breach portal (covered-entity name equals this name) | supporting | answered | No breach report filed under this exact name in the portal's current list. | |
| IRS Tax Exempt Organization Search — Automatic Revocation of Exemption list and Publication 78 data (bulk files) | supporting | answered | 0 | 0 automatic-revocation entries under this exact printed legal name. Publication 78: no organization listed under this exact printed legal name (absence is not a statement about exemption). |
| HHS Office of Inspector General — LEIE (monthly downloadable file) | supporting | answered | 0 | No entry under this exact name in the OIG file fetched 2026-10-25. |
A dated receipt per third party, re-read monthly by roster with the line-by-line changes since the prior month: SAM exclusions, OFAC SDN and the Consolidated Screening List with file dates; the CFPB complaint count where the company field equals the exact name (candidates listed, not counted); SEC EDGAR filings by CIK; FAC, ECHO, OCR and IRS rows as printed. The receipt records the read; the risk assessment, criticality tier and conclusion are the bank's own and belong in the bank's file, not on this page. FinCEN beneficial-ownership data is not public and is not read.
Full receipt (all sources, known limits, print record): screening record · Methodology: https://alphacovenantholdings.com/methodology · Corrections (free, public log): https://alphacovenantholdings.com/corrections